Drafts policies, procedures and compliance programs, enabling clients to comply with applicable regulatory requirements.Ability to navigate business requirements, supplement with regulatory requirement and translate to user requirements for emerging regulatory technology.Deliver bi-party/tripartite HKMA and SFC compliance review and remediation projects - s59(2) and s(201).HKMA SPM, SFC Code and Guidelines) to policies and identify gaps for improvement. Map relevant regulatory requirements (e.g.Advise clients on compliance transformation, improvement of second line of defense and those charged with governance.Sales suitability, including online investment distribution and complex products.
Act as an SME as it relates to matters of regulatory compliance, internal audit and internal controls in the Banking sector for financial institutions including private and retail banks, investment banks, securities companies and wealth managers in some of the following areas:.Lead opportunity pursuits build and maintain internal and external relationships act as a key member of client service teams and support marketing activities as needed.Develop relationships at Chief Compliance Officer, Chief Risk officer, Product officer level with the aim to develop KPMG's share of the market.We provide a multi-skilled, multidisciplinary work environment where no two assignments are exactly the same. You will have the opportunity to develop powerful insights into different aspects of a client's business, from strategy and operations to governance and compliance processes. We offer a richly varied professional experience with an exciting career path.
The practice focuses on key risk areas relating to strategic level, operational, financial and regulatory compliance. KPMG's Risk Consulting group strives to address clients' urgent strategic and operational challenges in today's complex regulatory environment.
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